Long positions, short selling, and leverage

Basic mechanics and asymmetric risks.

Long positions, short selling, and leverage

| Concept | Explanation | |---|---| | Long position | Benefits when the asset rises; maximum loss on an unleveraged purchase is generally the invested amount. | | Short sale | Benefits when the asset falls; losses can be theoretically unlimited if price rises. | | Leverage | Increases exposure relative to capital and magnifies both gains and losses. | | Margin | Collateral supporting a leveraged position. | | Liquidation | Forced closing when collateral falls below required levels. |

Leverage changes the survival characteristics of a strategy. A directionally correct thesis can still lose money if volatility triggers liquidation before the expected move occurs.

Module knowledge check

  1. Why can the last price differ from the price you receive?
  2. What is the main limitation of a limit order?
  3. How does low liquidity create slippage?
  4. Why is short selling riskier than buying an unleveraged asset?

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